Opening For Compliance Executive @BKC Mumbai @ Systematix Shares

Home > Other

Opening For Compliance Executive @BKC Mumbai

Systematix Shares
2 - 7 years
Mumbai
5 years ago
Email to a friend
Report this job

Job Description

Opening For Compliance Executive @BKC Mumbai

Qualification : B.Com and above
Experience : More than 2 years

Job Description:

Handling Branches & Authorised Persons Queries
Branches & Sub broker audits

Allocation of terminals

Registration/cancellation of AP

Uploading of periodical submissions to exchanges (weekly reports)

Issuance of status reports, etc, looking into preliminary sur. alerts Assisting in internal audits and inspections and maintaining of databases, verification of formats etc
To disseminate & implement Exchange circular & guidelines
Handling SEBI / Exchange Inspection & Internal Audit

**Interested candidate can send CV's on ***@sy************p.in**

Job Classification

Industry: Banking
Functional Area: Other,
Role Category: Other
Role: Other
Employement Type: Full time

Education

Under Graduation: Any Graduate in Any Specialization
Post Graduation: Any Postgraduate in Any Specialization
Doctorate: Ph.D in Any Specialization, M.Phil. in Dermatology

Contact Details:

Company: Systematix Shares and Stocks (I) Ltd
Address: 603-606,6th floor,The Capital A Wing,Bandra Kurla , Complex Bandra East,Mumbai, , MUMBAI, Maharashtra, India
Location(s): Mumbai

+ View Contact

Login

Candidates can login here to view contacts and apply.

Sign In Sign Up

Email:

Password:

Password too short

To create your profile, apply for a job or make a registration

Your name (*)

Email (*)

Mobile (*)

Preferred City (* max. 2 w/comma)

Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach Resume Max 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

Add social media [ + ]

Create password

I agree with website service terms and conditions

Candidates are expected to provide most recent and accurate profile information, inappropriate content is strictly prohibited!

Keyskills: Internal Audit Compliance Statutory Compliance Auditing

Job seems aged, it may have been expired!
Fraud Alert to job seekers!

₹ 1,75,000 - 3,75,000 P.A

Job application

We will notify the employer with your details. You can also attach a resume or a cover letter.

Sign In Sign Up

Email:

Password:

Password too short

To create your profile, apply for a job or make a registration

Your name (*)

Email (*)

Mobile (*)

Preferred City (* max. 2 w/comma)

Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach ResumeMax 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

Add social media [ + ]

Create password

I agree with website service terms and conditions

Similar positions

Idfc Bank-cross-sell Executive || Fresher & Exp (sal Upto 25k)

Conneqt

0 - 5 years

Mumbai

9 days ago

₹ 1.5-4 Lacs P.A.

Tax Compliance Analyst I

Amazon

0 - 3 years

Bengaluru

9 days ago

₹ Not Disclosed

Assistant Professor Computer Science / Information Technology

Amity University

0 - 5 years

Hyderabad

11 days ago

₹ Not Disclosed

Walkin Drive For Bba/bcom S&f-order Management @bangalore On 19 Feb 26

Infosys BPM

1 - 5 years

Bengaluru

11 days ago

₹ Not Disclosed

Systematix Shares

Systematix Group is an amalgamation of four strategic business entities that offer comprehensive services in the field of finance and investment consulting. The group has seen progressive growth since its inception over a decade ago, and today is one of the dominant firms in the field. Systematix Gr...

Opening For Compliance Executive @BKC Mumbai @ Systematix Shares

Home > Other