Opening For Compliance Executive @BKC Mumbai @ Systematix Shares

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Opening For Compliance Executive @BKC Mumbai

Systematix Shares
2 - 7 years
Mumbai
5 years ago
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Job Description

Opening For Compliance Executive @BKC Mumbai

Qualification : B.Com and above
Experience : More than 2 years

Job Description:

Handling Branches & Authorised Persons Queries
Branches & Sub broker audits

Allocation of terminals

Registration/cancellation of AP

Uploading of periodical submissions to exchanges (weekly reports)

Issuance of status reports, etc, looking into preliminary sur. alerts Assisting in internal audits and inspections and maintaining of databases, verification of formats etc
To disseminate & implement Exchange circular & guidelines
Handling SEBI / Exchange Inspection & Internal Audit

**Interested candidate can send CV's on ***@sy************p.in**

Job Classification

Industry: Banking
Functional Area: Other,
Role Category: Other
Role: Other
Employement Type: Full time

Education

Under Graduation: Any Graduate in Any Specialization
Post Graduation: Any Postgraduate in Any Specialization
Doctorate: Ph.D in Any Specialization, M.Phil. in Dermatology

Contact Details:

Company: Systematix Shares and Stocks (I) Ltd
Address: 603-606,6th floor,The Capital A Wing,Bandra Kurla , Complex Bandra East,Mumbai, , MUMBAI, Maharashtra, India
Location(s): Mumbai

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Keyskills: Internal Audit Compliance Statutory Compliance Auditing

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₹ 1,75,000 - 3,75,000 P.A

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Your name (*)

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Preferred City (* max. 2 w/comma)

Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach ResumeMax 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

Add social media [ + ]

Create password

I agree with website service terms and conditions

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Systematix Shares

Systematix Group is an amalgamation of four strategic business entities that offer comprehensive services in the field of finance and investment consulting. The group has seen progressive growth since its inception over a decade ago, and today is one of the dominant firms in the field. Systematix Gr...

Opening For Compliance Executive @BKC Mumbai @ Systematix Shares

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