Compliance Analyst
- vibgyor enterprises
- 2 to 5 Yrs
- Multi-City, India
- 4 years ago
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Job Description
Company details: It is mnc company,has more than 120 years of history providing financial solutions to help clients plan for and achieve their financial objectives.
Based in Minneapolis, it is a leading financial planning and services company with approximately 12,000
financial advisors and registered representatives providing solutions for clients asset accumulation.
Role: Compliances Analyst
Locations: Gurgaon/ Noida (Currently Work from home)
Experience- 2-6 years
Its a more of a consultant role
More of a consultant kind of role
Exception management in Archer
Fair understanding of Networks infra and understands how it is built
GRC controls [Governance risk, compliance]
Will be interacting with the auditor for providing the audit reports
Familiar with the Governance control for Network infrastructure
Job Description:
Evaluating internal control systems / procedures, preparing audit reports with a view to highlight the shortcomings and
implementing necessary recommendations.
Managing the planning and management activities for ensuring completion of various areas of audits within the time.
Handled PSUs amalgamation projects for integrating the existing process and identifying the key opportunities across the
banking industry.
Reporting to management regarding the progress of internal controls (i.e., financial, operations and compliance).
Providing guidance for development or modification of corporate policies, procedures and administrative requirements
related to SOX
Handling process audit for one the major client covering fraud and risk assessment, across overall service center
operations.
Identifying gaps in existing controls and recommending process improvements to mitigate risk.
Managing multiple audit projects, investigations across various geographies with large team size.
Interested candidates kindly reach on:
va***********i@gm**l.com
7053013***
Employement Category:
Employement Type: Full timeIndustry: Banking / Financial ServicesRole Category: Telecom Network Design / ManagementFunctional Area: Not ApplicableRole/Responsibilies: Compliance AnalystContact Details:
Company: Vibgyor EnterprisesLocation(s): Multi-City, India
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