Compliance Consultant @ GSPAN

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Compliance Consultant

GSPAN
4 - 8 years
Noida, Gurugram
7 months ago
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Job Description

Role: Compliance Consultant

Exp- 5+ Years

Compliance Testing of various areas, including:
KYC Testing
Branch office inspections
System access reviews
Privacy notice testing
Form BD review
5123 Filing reviews
Licensing reviews
Reg BI testing
Form ADV reviews
CSA Reviews
U5 filing testing
Developing and performing new testing modules
Tracking remedial actions to conclusion
Supporting exams through provision of workpapers

Job Classification

Industry: IT Services & Consulting
Functional Area / Department: Risk Management & Compliance
Role Category: Risk Management & Compliance - Other
Role: Risk Management & Compliance - Other
Employement Type: Full time

Contact Details:

Company: GSPANN
Location(s): Noida, Gurugram

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Keyskills: KYC Testing Compliance Testing Licensing reviews Form ADV reviews U5 filing testing

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Your name (*)

Email (*)

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Preferred City (* max. 2 w/comma)

Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach ResumeMax 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

Add social media [ + ]

Create password

I agree with website service terms and conditions

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GSPAN

COMPANY PROFILE: GSPANN is a US California Bay Area based consulting services provider focused on implementations in the Enterprise Content Management, Business Intelligence & Mobile Solution initiatives. More than 90% of our current clientele are FORTUNE 1000 organizations. We specialize in str...

Compliance Consultant @ GSPAN

Home > Risk Management & Compliance - Other