Senior Compliance Manager-Compliance Testing
- Idfc First Bank
- 5 - 10 years
- Mumbai
- 6 months ago
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Job Description
Role/Job Title: Senior Compliance Manager - Compliance Testing
Function/Department: Compliance
Job Purpose:
Responsibilities typically include designing testing strategies, conducting reviews, analyzing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking regulations, good communication skills, and the ability to manage a team are key attributes required necessary for this role.
Roles & Responsibilities:
- Preparation of Annual Compliance Testing Plan.
- Carry out Compliance Testing for underlying functions as per the Annual Compliance Testing Plan.
- Carry out a review for new products launched by the Bank on completion of 6 months of launch.
- Carry out the testing of assigned branches.
- Prepare draft observations and discuss with the concerned stakeholders and obtain Management Responses.
- Work with relevant stakeholders to ensure timely closure of actions.
- Maintaining MIS of open observations tracker along with ageing and due dates.
- Support in preparation of MIS for presentation in various Committees.
- To ensure that the team is adhering to the plan and scope coverage is adequate.
- To review the observations raised by the team and work with stakeholders on devising an action plan.
- Engaging with the team closely and guiding them to deliver them effectively.
- Any other work incidental to the role.
- Require candidate with an experience in IT/ ISG who can support us in IT related areas.
Job Classification
Industry: BankingFunctional Area / Department: Risk Management & ComplianceRole Category: Risk Management & Compliance - OtherRole: Risk Management & Compliance - OtherEmployement Type: Full timeContact Details:
Company: Idfc First BankLocation(s): Mumbai
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About Capital First Limited: CFL is listed on BSE and NSE (Stock Code: CFL). The company provides Mortgage loans to SMEs against pledge of property, Gold Loans to retail customers, Consumer Durable Loans, Two wheeler loans, and senior secured Wholesale loans. During the last year the company expande...
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